Showing posts with label Meet D1's Neutrals. Show all posts
Showing posts with label Meet D1's Neutrals. Show all posts

Wednesday, December 7, 2022

Meet D1’s Neutrals Series: JOHN E. BULMAN


Company:
 Pierce Atwood LLP
Location: Providence, Rhodes Island
Email: jbulman@pierceatwood.com
Webpage:  https://www.pierceatwood.com

Law School: Georgetown University Law Center, J.D., cum laude;Editor, Law and Policy in International Business (1984)
Types of ADR services offered: Mediation, Arbitration, Dispute Review Boards, Online Dispute Resolution (ODR)
Areas served: Nationwide
Affiliated ADR Organizations:
        American Arbitration Association (AAA)
International Institute for Conflict Prevention & Resolution (CPR)
International Centre for Dispute Resolution (ICDR)
College of Commercial Arbitrators (CCA)
Chartered Institute of Arbitrators (CiArb)
Rhode Island Superior Court
Rhode Island Federal District Court
International Chamber of Commerce (ICC)


Q: Describe the path you took to becoming an ADR neutral.

A: Early in my career, I was an advocate in several AAA construction-related arbitrations.  The AAA saw fit to add me to its Panel of arbitrators around 1990.  Since then, I have served as an arbitrator or mediator in approximately twenty states.

Q: What percentage of your current legal practice is spent on ADR work?

A: 90% or more of my time is spent as a neutral.

Q: Describe your background and experience mediating and arbitrating construction cases.

A: I have served as a mediator in over 100 construction cases since 1990. I have served as an arbitrator and rendered awards in at least fifty arbitrations, ranging from $500,000 to $220,000,000 in controversy.   Most of the larger cases have been three-arbitrator panels; I have served as chair in the majority of those cases.

Q: Mediators are oftentimes described as “facilitative,” “evaluative,” or “transformative.” Do you have a style?

A: Each case calls for a specific emphasis and/or technique but I certainly lean toward facilitative negotiation.

Q: Do you have any practices that you find make you particularly effective as a mediator?

A: Asking open-ended questions to prompt each party to fully articulate not only the merits of the case but also how counsel expects to meet the other side’s defenses or counterclaim.

Q: Do you recommend individual preparatory meetings with the parties and counsel prior to the joint session?

A: Yes. Gaining a better understanding of the dispute background and prior settlement discussions saves time and energy at the mediation session itself.  It also preempts “going down the wrong road” at the mediation.

Q: What should attorneys and their clients take into consideration when vetting and/or selecting an arbitrator?

A: The arbitrator’s subject matter expertise and ability to manage the process efficiently.

Q: What advice do you have for parties when considering whether to choose a single arbitrator or a panel?

A: Cases with a large amount in controversy or where the technical expertise of a particular arbitrator is important are cases where a three-member panel is effective and appropriate.  Cases with several parties are also situations where a three-member panel is appropriate.

Q: Do you think limits should be placed on discovery in the arbitration context?

A: There should be limits since arbitration is not supposed to be a mirror image of litigation.

Q: What role should traditional rules of evidence play in the arbitration hearing?

A: By the time hearings take place, there should be a limited number of exhibits that are in controversy.  This is the only time when the “rules of evidence” have a bearing, and they have a limited bearing.

Q: What are some of your interests or hobbies outside of your ADR Neutral practice?

A: Furniture making and fly-fishing.

Wednesday, September 21, 2022

Meet D1’s Neutrals Series: ROBBIE MACPHERSON


Company:
 Cokinos | Young
Location: Manasquan, New Jersey
Email: rmacpherson@Cokinoslaw.com 
Webpagehttps://www.cokinoslaw.com/attorney/robert-j-macpherson/
Law School: Seton Hall Law J.D. 1980
Types of ADR services offered: Arbitration, Mediation, DRB and custom designed processes
Affiliated ADR Organizations: AAA
Areas served: Primarily New York and New Jersey but will travel


Q: Describe the path you took to becoming an ADR neutral.

A: My first major matter was acting as second chair at an arbitration in 1981. I began to arbitrate cases in 1985 and mediate cases in 1990.

Q: What percentage of your current legal practice is spent on ADR work?

A: I spend 30-40% of my time doing neutral work and the balance as a construction lawyer representing clients in transactions and disputes.

Q: Describe your background and experience mediating and arbitrating construction cases.

A: I have been mediating construction cases since 1990. Matters range from multi-family defects cases to industrial, power plant, and heavy civil public and private projects. I have 35+ years’ experience as a construction arbitrator in a wide range of cases as a single panel member, member of a panel, and panel Chair.

Q: Mediators are oftentimes described as “facilitative,” “evaluative,” or “transformative.” Do you have a style?

A: Evaluative and facilitative as required.

Q: Do you have any practices that you find make you particularly effective as a mediator?

A: I believe I am a good listener, understand the mediation process and honestly believe any dispute can be settled.

Q: What are your thoughts on requiring mediation as a contractual prerequisite to litigation or arbitration?

A: To the extent such a provision gets a reluctant party to at least talk to the mediator they help. However, if the mediator gets the impression a party just wants to “check the box” saying they complied, the mediator should let the other party know as soon as possible.

Q: What can attorneys do to best position their clients for a successful mediation outcome?

A: Helping the client understand mediation is all about compromise, not winning.

Q: Are virtual mediations as effective as in-person mediations?

A: While in person mediations are the best practice, virtual does work. Many cases were successfully mediated in virtual proceedings during the COVID pandemic. When in-person sessions are not possible use of a virtual platform should be considered. I also recommend the consideration of a mix of in-person and virtual sessions.

Q: What techniques and strategies do you use to help parties overcome impasse?

A: I’ve used reality testing, playing devil’s advocate, bracketing, providing an advisory opinions on discrete issues, and baseball arbitration. There is also just old-fashioned listening and answering questions about why a settlement is the best alternative.

Q: What ingredients are required for a successful mediation?

A: Mediation should be a conversation between individuals committed to resolving the dispute, who have knowledge of the issue in dispute, the authority to resolve those issues, and access to the necessary expertise regarding technical issues. This is known as the late John P. Madden’s CAKE Recipe for Mediation.

Q: What advice do you have for parties when considering whether to choose a single arbitrator or a panel?

A: A single, experienced arbitrator should suffice for all but the most complex cases. An alternative to a three-member panel is a two-member panel, with one member designated as the tie breaker in the event of the two cannot reach a consensus, which most arbitrators will tell you is a very rare occurrence. The identity of the tie breaker is not known to the two members until they advise the parties, they have reached an impasse. This is known as “The Bastianelli Solution.”

Q: Do you think limits should be placed on discovery in the arbitration context?

A: Yes. I think limits should be placed on discovery in both arbitration and litigation. Discovery is an expensive process that does not necessarily deliver value commensurate to the cost. The only way to ensure arbitration will be less costly and more efficient to litigation is if we treat it as arbitration, not litigation, and make sure the attorneys involved know the difference.

Q: What role should traditional rules of evidence play in the arbitration hearing?

A: Other than privilege, the traditional rules of evidence expressly do not apply under most arbitration rules. Of course, there may be the rare exception, but understand they are rare, and you must make a very compelling case to apply the rules of evidence.

Q: In what way do you use technology in the arbitration process?

A: I encourage the use of technology to make the presentation of evidence effective and efficient. For example, using a virtual platform makes sense to present the testimony of a witness who will only be on the stand for a few hours, but who most travel a full day to appear in person.

Q: Do you have any words of wisdom for parties who are contemplating exercising a contractual right to appeal an arbitration award?

A: Yes… be careful what you ask for. Someone is going to lose. Never make the decision to appeal without also considering the possibility of a cross appeal.

Q: What are some of your interests or hobbies outside of your ADR Neutral practice?

A: Rock-n-roll; current events; biographies and history.

Thursday, December 10, 2020

Meet D1's Neutrals - Daya Naef

We are excited to introduce Daya Naef for this month's Meet D1's Neutrals feature! Daya is an experienced arbitrator and mediator, with over 20 years of practice. She attended Loyola University New Orleans School of Law studying Civil Law and International Law. We sat down with her, virtually, of course, and asked for her to tell us more about her mediating style and to share practical tips with our fellow ‘dispute resolvers.’ D1, Meet Daya!

 DAYA'S MEDIATION PRACTICE

When and why did you choose to become a mediator?

As early as law school, I was interested in learning a more direct route to dispute resolution than what seemed like the very tedious and complicated route through litigation.  When I graduated, however, family law was the only mediation certification you could get, so I decided to hold off. I started my law practice in New Orleans right after Hurricane Katrina in 2005. Having grown up in the construction industry, I already had subject matter expertise in what was an important subject at the time. Since then, construction has been my focus in both the practice of law and now, since 2012, in the practice of alternative dispute resolution.

I had been using dispute resolution in my practice, but it was not until I was taking time off from practice, while recovering from a major car accident, that I did my 40-Hour Certification and joined the Mediatory Registry in Louisiana. Coming back, I knew I wanted to do more ADR and less traditional litigation. Now I have done over 200 hours of certified training, both nationally and internationally, and I can say I'm pretty well-versed in what's new in the world of mediation.

Can you describe your mediating style?

My purpose and my goal is to get the project back on track. So, my practice is more of an extended pre-mediation where we're not usually together in a room, or Zoom room. Instead, it's more facilitative. I strive to work out as much as possible between the parties before we have an actual “sit down.” The way that I approach things is to resolve them with the parties. For instance, contractors and subcontractors have a lot of friction getting jobs completed. I get their information and see where the commonalities are so that we can keep the job moving or, if it is at completion, work it out so that the parties part as professionals who are able to work together again. Or should they choose to not work together again, then I hope that they part from a better position – a position of completeness – not with animosity where it's going to be gnawing on them and making them want to badmouth the other person after the process.

Do you have a standard mediation practice regarding pre-mediation exchange of information/memorandum and joint sessions?  If so, what is it?

Once we all agree we're going forward with the objective of getting the project back on track, I have the parties make individual statements on an audio recording, either on the phone or Zoom recording (or write a written statement if they prefer), and have them send it to me. I then have them upload the contracts, pictures of what's going on, and any other statements that they want to take. I peruse this information and bring myself up to speed on the job with the goal of finding out (1) where they are on the job, (2) what their commonalities are, and (3) where their sticking points are. Then I go back and interview them separately to see where we can make more alliances. Again, my goal is to keep the job going.

If there are still some sticking points after those two conversations, and especially if there's a job-stop pending, then we schedule a time to get on Zoom together. On Zoom, I go over the things that we have accomplished so far and then the things that we haven't accomplished yet. Believe it or not, at this point, it is pretty smooth sailing getting to a resolution between the parties since we all agreed on that objective from the beginning. So, then my work is done until a new dispute arises. 

What is a common mistake you see parties and/or their counsel employ in mediation and what steps do you recommend to avoid it? 

A mistake I see with parties is that they either do not take it seriously or do not understand the value of actually having a dispute resolved in this alternative manner. As a society, we are litigious-minded and we see going to court as a ‘thing.’ As dispute resolvers, we have the ability to remind parties that they have the power to make their own decisions, with someone who is a neutral third-party holding the space from them when making those decisions. Reminding parties that it often is just not practical to go to court and that there are other options is very important. 

I've been doing surveys over the last year or so the find out different construction companies' legal budgets. The data suggests that there is a certain threshold where a company hires a general counsel. I would encourage those that are not yet there to think about the alternative solutions. For example, I have encouraged some of my clients to consider hiring a project neutral or a pre-engaged dispute resolution professional for the duration of the project. I'm also working with D1's Toolbox talks, enlisting some examples from our D1 members who are using Early Dispute Resolution as In-House Counsel. Be looking out for that event January 28, 2021!

What is the most important skill to have as a mediator?

Listening skills, seeing the big picture, and creating an environment for people to pause, be listened to, and be heard. Sometimes in the fast-paced world of construction, you have to get people out of their hamster wheel a little bit and say, “okay, look, I am really here to listen to you, but need you to help me help you.” So, I guess it is like being part mediator, part social worker. Also, cultural sensitivity skills, especially in this virtual era, are important. It is best to avoid culture shock when “Zooming” into different areas of the country by going slowly and adjusting to the norms.

How can ‘dispute resolvers’ better resolve disputes?

Gaining a comfort with working on video and using technology are important skills for 'dispute resolvers.' We've gone from typewriters and dictaphones to fax machines and email to now Zoom conferences. There are great benefits to this new technology, especially in terms of real-time document sharing, that I think everyone should get on board with (if they're not already!). I’ve been on a committee in the DR Section putting together an info-video for attorneys and their clients to get familiarized with what a Zoom mediation looks like and what they can expect. That should be out by the Spring meeting. Stay tuned.

How does the Forum and Division 1 relate to your arbitration practice?

I've had the best time being in the Forum. I've been to the meetings in Nashville, Philadelphia, and Chicago, as well as New Orleans. My first Forum experience was when the meeting was in New Orleans, I think it was 2006 or 2007, right after Hurricane Katrina. I had just started my law practice there and someone actually reached out to me and said that they'd waive my conference fees if I came because I was a young woman professional member who just started practicing. The meeting was just great. I joined Division 8 because I was interested in learning more about construction internationally. Afterwards, we all went to dinner at Delmonico's private room, and just had a ball. I could not believe that I was so young and new to practice, and yet had the opportunity to meet some of the some of the stars of the Forum at the time. Since then, I've gotten more involved with the ABA. I’m serving a second term as co-chair for the Women in Dispute Resolution (WIDR), as well as being one of the liaisons between the Forum on Construction Law and the DR Section.

So, the Forum has clearly served as a resource for my development. There are certain members that if I have a question or somebody needs a referral, I literally just hop on LinkedIn messenger and send them a message. Similarly, , in a matter of minutes, I can find an attorney in San Antonio for something because I've met someone through the Forum. The Forum has built a community, or like a fraternity, of the legal practice that we don't always get anymore. We have such a diversity of practice now, too. The Forum is all over the country and we do all these different things. It's so amazing.

What hobbies, activities, or interests do you do outside of work and the Forum? 

I'm an artist. It's a pretty dedicated hobby. I've gone to art school and studied in Italy, D.C., and New York. I draw with charcoal and pencil, usually figure studies. So, yes, that's nude people. Sometimes people think that's weird, but it does come from the classics – Michelangelo, Leonardo da Vinci – classical art school, as opposed to modern art school. I love it.

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As the litigation and dispute resolution division of the Forum, our members regularly serve as arbitrators, mediators, and other neutrals who resolve disputes. In an effort to promote and educate our membership about our talented neutrals, D1's Incoming Chair, Tom Dunn, decided to spearhead a series here on The Dispute Resolver blog to feature our Division 1 Neutrals (email him at rtdunn@pierceatwood.com if you'd like to be featured!).

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Daya J. Naef, Esq. is a third-generation member of the Construction and Real Estate industries. At an early age she gained experience working with her family’s residential construction company and was in close contact with relatives working as realtors, brokers, interior designers, developers and commercial contractors. When she decided to pursue her legal career, specializing in construction was a natural fit. She has represented general contractors, subcontractors, suppliers, owners, developers, condominium associations, property managers, design professionals, agencies, associations and municipalities/non-governmental organizations in Michigan since 1999, and Louisiana since 2005.

Daya has a stellar reputation for seeing a job through from start to finish. She is proficient in drafting and reviewing construction contracts, preparing and filing liens/releases and bond/insurance claims. In addition, Daya can handle business formations, office and site set-ups, real estate transactions, title opinions or reviews, compliance audits, municipal and state taxing issues, board complaints and multi-party mediation or arbitration. Daya can also serve as a project neutral or independent decision-maker.

Because of the depth of Daya’s knowledge of construction law and her excellent communication skills, her clients know what to expect in terms of time, outcome and cost. By choosing Daya Naef, LLC as your consultant, mediator, arbitrator, or legal service provider, you will gain reliable expertise and excellent service.

Contact Daya: daya@dayanaef.com | 504.669.1020

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Editor Lexie R. Pereira is a third year J.D./M.B.A. candidate at Boston College Law School and Carroll School of Management, graduating in Spring 2022 and studying to become a litigator, with a specialty in construction law. Currently, she works as a Law Clerk at Consigli Construction Co., Inc., serves on the Editorial Team of the ABA’s Forum on Construction Law’s Dispute Resolver blog, and acts as the 2020 Student Liaison of the ABA's Forum on Construction Law. At school, Lexie is the President of the Real Estate Law Society and the President of the Eagle-to-Eagle Mentoring Program. Lexie grew up in the construction industry and has spent time working as an estimator, field engineer, laborer, and, of course, in the legal capacity at Consigli and formerly at Hinckley Allen as a Summer Associate. 

Contact Lexie: pereirle@bc.edu | 407.782.2717 | https://www.linkedin.com/in/lexie-pereira/